Capital Market Services

Exchange Listing consists of a team of experienced professionals who specialize in providing the client with capital market assistance to public companies who wish to expand and private firms who want to enter the public capital market. We provide a broad range of advisory services to private and public companies seeking to access the capital markets.

  • We orchestrate and oversee the entire public listing process whether by:
  1. IPO
  2. Uplist / cross-list/dual list
  3. SPAC merger
  4. Senior Exchange reverse merger
  5. Direct listingWe manage your capital raise whether in advance of, or simultaneous with, your public listing
  • We assist in M&A transactions if that is part of your goals and objectives
  • We shepherd the entire listing and funding process

Preparation

  • Exchange listing readiness assessment
  • Analysis of listing requirements
  • Development of capital markets roadmap
  • Business plan review
  • Marketing materials development

Implementation

  • Investment banker introduction, assessment, selection
  • Auditor, legal counsel and other professional introduction, evaluation
  • Banker syndicate review and oversight
  • Complete funding management terms, conditions, timing

Listing

  • Stock exchange analysis and metrics
  • Transfer agent selection
  • Corporate governance development, implementation
  • Exchange listing application and filing
  • Point of contact with the senior exchange

Aftermarket Support

  • Equity research enlistment
  • Investor relations assessment, retention
  • Conferences, roadshow selection