Listing-as-a-Service (LaaS)
Overview
Leveraging over 10 decades of experience, our team
has
advised numerous well-established enterprises
on the
intricate and ever-evolving complexities of a
senior exchange listing.
Five Core Deliverables
Management, oversight and leadership of fundamental execution imperatives.
Curated advisory relationships (accountants,lawyers, | |
Audit Execution | |
Listing Documentation | |
Senior Exchange and SEC Communication | |
Investment Bankers and Capital Markets Roadmap |
Five Core Deliverables
Unique expertise deeply rooted
in our experience in the legal,
investment banking,
market
making and regulatory disciplines.
Comprehensive assessment and in-depth analysis of listing requirements and performance metrics. | |
Expert assistance in the preparation and submission of listing applications and related documentation. | |
Proactively identify, address, and resolve potential listing issues before they evolve into insurmountable obstacles. | |
Optimize company board structure, committees and governance practices. | |
Ongoing monitoring of senior exchange regulation and compliance developments and context specific follow-up support. |
Listing-as-a-Service (LaaS) Team
Deeply experienced execution team committed to your company's successful senior exchange listing and beyond.
Natalie Durbin
Strategic Partnerships &
Business Development
Natalie Durbin
Strategic Partnerships & Business Development
Natalie began her career in the stock market in the late 90s working for National Capital Companies, an investment bank advising and executing on middle market corporate finance and merger & acquisition transactions. Natalie fell in love with the entrepreneurial side of the industry, and had the pleasure of taking more than 500 companies public to the OTC market. From there, she branched out to explore all aspects of the industry, working in various capacities for reputable firms – such as Stifel Nicolaus, Lincoln Financial and Raymond James – utilizing Series 7, 24, 63, and 65 designations. More than two decades later, her passion and expertise is still channeled to help companies grow into thriving and successful public entities.
Gregg Jaclin
Managing Director,
IPO Execution
Gregg Jaclin
Managing Director, IPO Execution
Gregg Jaclin is an experienced financial consultant who is particularly knowledgeable in the realm of public equity. He is notably interested in and educated on initial public offerings, or IPOs. When it comes to consulting, Gregg Jaclin values the power of relationships. Building and maintaining strong connections is essential for any business professional, but it is especially imperative for consultants. When Gregg Jaclin is not assisting clients and expanding his portfolio, he enjoys spending time with his family.
Mikhail Freeman
Capital Markets,
Project Manager
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Mikhail Freeman
Capital Markets Project Manager
Mickey has a background in engineering and is an experienced manager with over 10 years of working in advisory and consulting roles. He has strong capital project analysis knowledge with a creative approach to drive collaboration and growth. He founded and is a Director of Klipspringer International Ventures Ltd. where he advised on access to capital markets and transactional support on a variety of investment structures in Canada and abroad. He completed his undergraduate and graduate degrees at Memorial University, Newfoundland, Canada and holds a Master of Technology Management in engineering and applied science.