Exchange Listing accesses and secures growth capital to fund your development and advancement as a public company.
We enable emerging growth companies to list on a senior stock exchange, including NASDAQ, NYSE, NEO and other internationally recognized exchanges.
We partner with our clients in a cost effective manner in the planning, managing and implementation of their capital markets and exchange listing objectives.
Whether through initial public offering, SPAC, reverse merger or listing from another marketplace, we guide you through all aspects of company structuring and execution to meet your listing and funding requirements.
Your success is our success!
To become a one-stop solution for companies to meet listing requirements and provide services as the primary point of contact with the exchange you are going to list on.
To help our clients to get listed quickly in a timely and systematic manner with the help of our diverse group of members who are the pillars of Exchange Listing.
To help every organization to grow and achieve more.
Our Role: Your Partners:
We are hands-on, frontline partners throughout the listing and funding process.
We leverage our decades of Wall Street experience and broad array of relationships with investment bankers, investors, attorneys, auditors, accountants, IR/PR firms, independent directors and the exchanges to facilitate your listing and funding.
We orchestrate a tailored, company specific yet systematic process for the listing which enhances competitiveness and maximizing stakeholder benefits.
We align our interests with your company management, board of directors and shareholders as equity partners to facilitate a successful listing and funding.
Basically our goal is to partner with you to achieve a objectives that are the most beneficial to your company and your shareholders.
The principals of the firm have extensive capital markets backgrounds, track records and experience in the planning and implementation of listing on senior stock exchanges, collectively bringing over 100 years of Wall Street Experience.
Our founders, strategic partners and advisors are entrepreneurs drawn from investment banking, securities law, corporate governance and business management.
We have served as founders, officers and directors of public and private companies and Investment Bankers and we fully understand the challenges corporate officers and directors confront. We are passionate about our business!
Peter Goldstein is a seasoned executive and entrepreneur with more than 30 years as a C-suite executive for public and private companies. An expert in navigating the ever changing climate of Wall Street, Goldstein has emerged as an international voice for the evolving industry and has successfully launched several highly innovative companies amidst today’s disruption and shifting investment practices.
Goldstein is the founder, chairman, and chief executive officer of Grandview Capital Partners, Inc., a specialized boutique investment bank that provides innovative financial services to select entrepreneurial emerging growth companies. He serves as managing director of Exchange Listing, LLC, which provides a myriad of services in the strategic planning and implementation of listing on a senior exchange, such as Nasdaq or NYSE, for private companies or those that are listed on alternate exchanges.
In the first quarter of 2021, Goldstein formed a new partnership between Exchange Listing and The Conscious Fund to form The Conscious Acquisition Company — a range of Special Purpose Acquisition Companies (SPAC) in the burgeoning field of psychedelic medicine. In February 2021, Goldstein was appointed as Chairman of the Board of Directors for Siyata Mobile Inc. (Nasdaq: SYTA, SYTAW), a leading global developer and provider of cellular communications solutions for enterprise customers. He is a member of the Forbes Finance Council.
He continues to usher entrepreneurial emerging growth businesses to their IPOs and SPACs that are uniquely positioned to access growth capital and global capital markets.
Seth Farbman has built a career in servicing private and public companies. Mr. Farbman was the Co-Founder and President of Vintage Filings which he sold to PR Newswire in 2007. In this role, Mr. Farbman serviced over 3,000 publicly traded companies to provide SEC EDGAR and financial print services related to IPOs, Proxy Statements, Annual Reports, Shareholder Meetings, and all aspects of compliance filings. Mr. Farbman was a founding partner and a Co-Chairman of Vcorp Services which he sold in October 2016 to Wolters Kluwer. Mr. Farbman currently serves as the Chairman and President of Vstock Transfer, with a focus on pre IPO, Nasdaq and NYSE MKT listed issuers. Mr. Farbman is also the Chairman of Vcheck Global (vcheckglobal.com), a background and due diligence services company and eSignatureGuarantee.com, an online resource for medallion signature guarantees. Prior to starting Vintage Filings, Mr. Farbman served as a securities attorney at a New York Law Firm with a concentration on securities regulation.
Seasoned public company executive and board member with almost 20 years of experience as CFO, Board Director and Audit Chair of multiple public companies.
Board Director & Audit Chair of SPAC Progress Acquisition Corporation (NASDAQ: PGRW).
Board Director & Audit Chair of several public companies including Electra Meccanica (NASDAQ: SOLO) and AgEagle (NYSE: UAVS).
CFO of Avalon GloboCare (NASDAQ: AVCO).
Significant experience in IPOs, mergers and acquisitions, equity and debt financing, corporate governance, and strategy
Senior executive with broad experience scaling businesses from start-up to IPO and subsequent public and private market success and has particularly strong expertise in mergers and acquisitions, strategic planning as well as both public and private financing and has served on the boards of several public companies. Personal strengths include: a strategic orientation, a lateral thought processes incorporating high levels of abstraction, sound business judgment, a decisive ability to manage multiple objectives in complex business environments, strong financial and analytical skills, as well as proven negotiation and deal closing acumen in high pressure, short deadline environments. Geographic scope includes Canada, the United States, Mexico, and several European countries.
Mr. Lowenstein is currently the CEO and Co-Founder of Secure Computing Corporation, a high potential stealth mode cyber-security start-up and has recently also advised several companies in the cannabis, nutraceutical and life sciences robotics industries.
Mr. Lowenstein was a Co-Founder, Director and Consultant at SOURCECORP (NASDAQ: SRCP) and has served in various senior management positions including Executive Vice-President Corporate Development, Chief Financial Officer and Treasurer from the company’s 1994 inception, through its 1996 IPO, and subsequent 25 straight quarters of +25% EPS growth as well the completion of 74 acquisitions and 23 divestitures and co-led the Company’s August 2006 sale to Apollo Partners LP for approximately $500m. SOURCECORP is a document centric Business Process Outsourcing and Consulting company with +/- 10,000 employees operating from approximately 90 locations in 40 U.S. states, the Caribbean, the Philippines, Mexico and India. The Company has received numerous accolades including being cited among the Top 100 Hot Growth Companies by Business Week magazine, twice being recognized by Forbes magazine as one of the 200 Best Small Companies, as well as its 1999 inclusion by FORTUNE magazine’s in its list of the 100 Fastest Growing Public Companies. SOURCECORP was also a component of the S&P Small Cap 600 Index and the Russell 2000 Index.
Mr. Lowenstein was also previously a Director and Audit Chair of Cricket Media (TSX.V: CKT) a global children’s education media and services and technology company and Board Chairman, Chair of the Compensation and Nominating committees, and Audit committee member of The Princeton Review (NASDAQ: REVU) a +150m revenue Bain Capital portfolio company which offers private tutoring and classroom and online test preparation and has also been a director of CAPITAL ENVIRONMENTAL SERVICES INC. (NASDAQ: CERI) a +100m revenue environmental services company and served on the Company’s, Audit and Compensation committees.
Concurrent with the latter part of his SOURCECORP tenure, Mr. Lowenstein was also an investor in The Learning Library Inc., an internet e-learning company focused on the licensing and certification of professionals, and led the reorganization of the business in 2004 and its subsequent sale in May 2005.
Mr. Lowenstein served in several executive positions with Laidlaw Inc, a $2B revenue, NYSE listed transportation and environmental services company, personally closing over fifty (50) acquisitions and divestitures in North America, Mexico and Europe. Prior to Laidlaw Mr. Lowenstein was a mergers and acquisitions analyst at Tricil Inc. (hazardous waste) and a financial analyst at Nortel Inc. (telecommunications).
Mr. Lowenstein graduated with a Master of Science of Public Policy and Business Administration (Merit Scholar) from Carnegie Mellon University and received an Honors Bachelor of Arts in Economics from Sir Wilfred University, is conversant in the German language and has won several athletic honors.
David lives with his son Jake and their aptly named dog, ‘Jack Attack’ in Mississauga, Ontario.
Bill is currently the Managing Director of the advisory firm Quidem LLC. He has over thirty years of hands-on experience with early-stage growth companies. He has had a diverse and extensive career including mergers, acquisitions, and sales of businesses; capital raising in public markets, both equity and debt; strategy and financial structure; and business development. His experience includes eight public companies as a director and/or officer, including two Nasdaq IPOs. His skills include, strategy development, business development, financing, M&A, and investor relations. Bill is a creative executive with a passion for working with in an entrepreneurial environment, with the ability to implement discipline and world-class practices in high-growth, fast- paced environments, coupled with a keen sense for cost reduction and improving financial results. Bill currently serves on the Boards of Greenbox POS (Nasdaq: GBOX) and Worksport Ltd. (OTCQB: WKSP). He began his career as a Senior Manager at Deloitte & Touche LLP and earned his B.S. in Business Administration and Accounting from Washington & Lee University.
Eric is a CPA with over 12 years experience in accounting advisory, auditing and mergers and acquisitions. He began his career at PricewaterhouseCoopers and has several years’ experience in mid‐size audit and consulting firms with clients in a variety of industries. Eric is the founder of EMS Consulting Services, which provides outsourced CFO services to private and public companies. Eric has extensive experience in SEC financial reporting, audit and IPO readiness, Regulation A and CF offerings, financial modeling and technical advisory. Eric graduated with a BBA from Emory University in Accounting and Finance.
For more than 30 years, Mr. Patrizio has counseled business entities at all stages of development, their investors and their owners on complex legal matters that often bridge a number of practice areas. These entities come from a variety of industry groups including financial services, internet, banking, media, telecommunications, advertising, insurance, technology, biotechnology, financial technology, software and most recently, companies involved in the solar energy industry.
Mr. Patrizio’s practice focuses on providing corporate and finance guidance to clients on domestic and international corporate transactional matters including mergers and acquisitions, securities offerings, private equity and venture capital formation, acquisition and financing transactions, debt and equity financings, investment fund representation, counseling of early-stage and middle-market companies, structuring of executive employment and other compensation agreements, as well as other general business matters.
In addition to his legal activities, Mr. Patrizio has been an investment banker, investment manager, corporate executive of both public and private companies and an entrepreneur. Accordingly, he comes to his role as legal counselor in a unique position to truly understand the client’s perspective.
He is also currently President of Apogee Partners LLC, a private investment company and previously was Of Counsel to Wollmuth Maher & Deutsch LLP, a NYC middle market law firm.
From 2009-2019, Mr. Patrizio was an executive and General Counsel to several renewable energy companies including Green States Energy, Inc., a developer, and owner of solar energy projects throughout the US and Gehrlicher Solar America Corp., the US subsidiary of Gerhlicher Solar AG (Germany), at the time one of the largest solar companies in the world. From 1996-2008, Mr. Patrizio was a Managing Director and General Counsel at several investment firms that specialized in making private equity and debt investments in to both public and private companies.
From 1984-1996, Mr. Patrizio worked as an attorney at New York City law firms where he specialized in corporate, securities, and general business matters which included being an associate at Cahill Gordon and Shea & Gould and a partner at Campbell & Fleming (which became the NYC office of Epstein Becker & Green).
Mr. Patrizio received an L.L.M. in Corporation Law from N.Y.U. Law School, a J.D. from New York Law School, an MBA in Finance from Pace University, and a B.A. from St. Michael’s College and he is admitted to practice law in the States of New York, New Jersey, and Pennsylvania.
Kennedy McCann is a paralegal at Exchange Listing, LLC. Kennedy assists our clients with general corporate matters, including company listing applications, compliance and filing management.
Kennedy McCann is a paralegal at Carmel, Milazzo & Feil, LLP (“CMF”). Kennedy assists CMF attorneys with general corporate matters, including company incorporations, SEC Form D and blue sky compliance, limited and general partnerships, and filing management. Before joining CMF, Kennedy worked for a domestic law firm as a Paralegal.
Kennedy earned her Bachelor’s degree from New York University Tisch School of the Arts.