A one-stop solution in the strategic planning and implementation of listing on a senior exchange such as NASDAQ or NYSE.

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About Us

Exchange Listing was formed to provide growth companies with direct access to a one-stop solution in the strategic planning and implementation of listing on a senior exchange such as NASDAQ or NYSE in the most cost effective and efficient process available.

Whether we assist you to go public through an initial public offering or uplisting from another marketplace, we specialize on listing companies with a focus on structuring the company to meet the listing requirements and serve as the primary point of contact with the exchange you are going to list on.

Our founders, strategic partners and advisors are entrepreneurs with backgrounds in investment banking, securities law, corporate governance, business management and have served as Officers & Directors of public and private companies. We pride ourselves in taking a hands-on role with our clients throughout the listing process.

Our approach to listing on a senior exchange is collaborative with our clients and other professionals based on performance and trust. We identify and work with our clients to resolve and address any obstacles in order to get the company through the application process.

Stock exchanges have complex rules and policies relating to listing and the maintenance of an appropriate corporate governance structure. We help our clients with this structure to satisfy the rules and policies and obtain exchange approval, enabling our clients to get listed faster. Though our relationships we also bring team of professionals that you will need to list on a senior exchange such as investment bankers, attorneys, auditors, accountants, independent directors and other professionals.


The objective to list on a publicly traded exchange has become increasingly complex. Exchange Listing was launched to provide a myriad of services which offer, decades of experience and relationships to assist private companies to achieve listing on an exchange and to work with public companies to progress to a higher or alternate exchange.

Our role is to actively work hand in hand with our clients, lawyers, bankers, auditors, etc and to add shareholder value with a focus on structure, timing, managing the exchange listing application process and to make introductions to outside resources, as needed.

Capital Markets Advisory Services

We offer capital markets advisory services to private companies looking to access the public capital markets as well as public companies looking to grow to the next level. The scope of our advisory services include, but are not limited to:

  • IPO readiness assessment
  • Overall capital raising strategy
  • Guidance on IR / PR
  • Underwriter introduction / selection
  • Auditor/Legal evaluation, selection and introduction
  • Design of financial structure
  • Roadmaps for emerging growth companies

Financial Reporting Services

Exchange Listing provides experienced CFO-level talent thru an extensive network of experienced professionals with specialized skill sets during an interim period or project specific basis. We can provide with the following:

  • Financial reporting (including SEC requirements)
  • Public company / IPO readiness
  • Cash flow management and projections
  • Budgeting and forecasting
  • Private equity and debt financing
  • Bank financing and investor meeting preparation
  • Audit preparation and liaison with audit firm


Peter Goldstein is the Co-founder and Chairman of Exchange Listing, LLC. Peter Goldstein launched his career as an entrepreneur over 30 years ago and has served as an investment banker, executive officer, director, advisor and consultant to public and private emerging growth companies within the United States and international markets.

Peter Goldstein has actively participated in the Securities and Capital Market industry, structuring, negotiating, and implementing a broad range of transactions, including mergers and acquisitions, public and private offerings of securities, venture capital, private equity investments, joint ventures, and strategic alliances. Mr. Goldstein has assisted globally minded micro and small cap companies in diverse industries with the planning, design and implementation of an IPO or listing to a senior exchange to enhance shareholder value.

Mr. Goldstein is the Founder and Chief Executive Officer of Grandview Capital Partners, Inc., a financial services firm which provides M&A, financial, operational and organizational consulting services. Grandview Capital was founded in 1999 and Mr. Goldstein successfully operated Grandview Capital as FINRA/SIPC registered Investment Bank Team focuses on identifying and financing growth companies with access to the capital markets and a wide variety of financial advisory services. Our experience and capabilities in raising capital and providing advisory services for companies. The strengths of the firm included significant transaction and industry expertise with Investment banking services including Equity Capital Markets, Debt Capital Markets, Merger and Acquisitions.

Additionally, Mr. Goldstein was the Founder of a highly successful emerging growth company operating as a specialty food distributor in New York City. Mr. Goldstein has an MBA in International Business from the University of Miami, and has held the Series 7, 24,79, 99 and 66 securities license registrations with FINRA.


Advice? Start sooner than you think. Many CEOs have come to appreciate our guidance that it is never too early to undertake the listing process. Completing an IPO or UpList , requires time and focus time to develop a strategic plan, selection of professionals, and timeline implementation.

It may take time to find the right bankers, to meet the shareholder requirements, to organize corporate governance documents, etc. If the management team understand the listing requirements for the OTC, NASDAQ or NYSE they can better navigate the path to achieve success in a timely fashion.

Our approach to listing on a senior exchange has been successful by building solid collaborative relationships with our clients and other professionals based on performance and trust. Our primary objective is to create a “best practices” environment for the companies we represent.

We will analyze your company and ask to understand your objectives so that we can deliver a realistic timeline with actionable items to meet your IPO or listing expectations, goals and objectives.

Together with our clients management and board of directors we:

  • Create a capital markets strategy for the company and assist with introductions to investment banking community to provide for underwriting and capital raise initiatives.
  • Define a capital structure and valuation that will assist the company ownership to foster mutually-beneficial, sustainable, mission-centered partnerships and capital sources.
  • Develop a capital structure that is conducive to a non-dilution formula to the company’s key stakeholders.
  • Implement effective strategies to position the company for its short and long term corporate objectives.

Contact Info




(949) 444-5832


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